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Two AI compliance concerns, and why both are manageable
Nearly seven in ten compliance professionals expect AI to be the most likely source of compliance problems this year. If that concern sounds familiar, it is a reasonable one. It is also manageable. Most of the worry comes down to two questions. Both have clear answers. 1. Client data and privacy The concern: putting confidential client information into an AI
Why some advisors get far more from AI than others
Most advisors using AI today have access to the same tools. Yet some are getting dramatically more value from them than others. That gap has little to do with the software itself. ChatGPT, Copilot, and Claude are widely available. The difference is how they’re being used. That gap shows up clearly in the data. Section’s AI Proficiency Report found that
